Cold Warriors and Tomorrow's Battlefield: Defending the Baltics

Abstract

The Baltic States of Estonia, Latvia, and Lithuania are a potential flashpoint for conflict  between Russia and NATO. There is concern that the Baltic region is dangerously under prepared for a future Russian invasion. War gaming conducted by the Department of Defense  and NATO militaries in conjunction with the RAND Corporation suggests that Russian military  forces could capture the Baltic capitals of Riga and Tallinn within 72 hours of the start of a  conflict. This study aims to ascertain why Russia would invade the region, how Russia could  succeed, and how NATO could resolve a potential conflict and deter future aggression. NATO  and the Baltic States are already on the right track to increase their conventional deterrence, but Russia remains the wild card that NATO must continue to balance.


INTRODUCTION 

There is a very real possibility that one day a conflict will break out along the  Baltic-Russian border that could draw the United States and NATO into  direct conflict with Russia. The most likely scenario begins with ethnic Russians  initiating a low-level insurgency before they begin losing to local military  forces and are reinforced by a fast-paced Russian invasion. Baltic military units  backed by NATO’s quick reaction forces are then forcefully pushed back to the  capitals of Riga and Tallinn. Their defenses collapse in quick succession and the  Baltic States fall under Russian control. While these events seem unlikely, the  outcome described above is the result of a series of actual war games conducted  by the RAND Corporation in Washington D.C.1 To come to this conclusion, RAND developed a map-based tabletop exercise, because existing models were  deemed inadequate to represent the scenario. Players included RAND analysts,  civilian and uniformed members of the U.S. Department of Defense, U.S.  Army, U.S. Air Force, U.S. Navy, U.S. Marine Corps, NATO Naval Command,  and European military staff. The scenario’s results showed that the current  force posture in the Baltics was not sufficient to defend against a conventional  Russian military invasion. 

This paper aims to understand how the Baltic States are preparing for such  a scenario and why they are the most likely targets for Russia’s geopolitical  expansion. It argues that the Baltic States and NATO can deter Russia with  a credible defense against conventional Russian military forces. The following  discussion will include an assessment of the Baltic’s security environment, a  contextualized analysis of Russia’s goals, a brief discussion of the aforementioned  invasion scenario, and its implications for the future of NATO’s eastern frontier.  

UNDERSTANDING BALTIC SECURITY 

From 1945 until the fall of the USSR, the Baltic states - Estonia, Latvia, and  Lithuania - were puppet states under Soviet control. Since 2004, however, all  three states have joined the North Atlantic Treaty Organization (NATO).  These countries border both Russia and Belarus to the East, the Baltic Sea  to the West, and the Russian territory of Kaliningrad Oblast to the South. A  border about 40 miles long connects Lithuania to Poland, its closest NATO  ally. Because of this landlocked proximity, RAND argues “a direct military  escalation of the conflict would most likely take place [in the Baltic Region]  or in the Black Sea Region…Therefore, the Baltic Sea Region has moved from  the periphery of security politics to the center of attention,” according to the  Baltic Development Forum.2 

Today, NATO plays an important role in providing security and deterrence  for the Baltic States. NATO’s supplying of weapons, training, and the stationing  of rotational forces all are designed to deter Russian expansion. Every NATO  member state has the right to invoke Article 5 of the NATO treaty if it comes  under attack. Article 5 provides for the collective defense of each alliance  partner and is the very heart of the treaty. This notion of collective defense was  a key reason behind the Baltic States’ decision to join NATO. Before analyzing  the military security component, however, it is important to briefly talk about  other forms of security and insecurity, as they are just as vital to stability in the  Eastern European region. 

As stated in the Baltic Development Forum’s The Baltic Sea Region:  Challenges and Game Changers report, “The majority of the economies around  the Baltic Sea are faltering because of domestic and/or external factors,  challenging the region’s competitiveness.”3 Economic factors are compounded by rapidly aging populations and low birthrates. The current ethnic Russian  community in the Baltic States presents further security threats. In 2011,  there were 1,051,520 ethnic Russians in the Baltic States (556,422 in Latvia;  321,198 in Estonia; and 174,900 in Lithuania), a decrease from 1,726,000 in  1989, the year of the last census during the Soviet era.4 Comparatively, this is  about 1/6 of the total Baltic population of 6,194,803 (2015). In 2007, Estonia  moved a statue commemorating the Soviet liberation from the Nazis. This  sparked outrage among Russian minorities. “A perceived attack on the identity  of a subordinate group is likely to provoke a nationalist backlash, as occurred in  Estonia,” notes Stephen Herzog.5 As this case illustrates, the governments of  the Baltic states must contend with the Russian minorities and their treatment  as a part of internal security. Minor actions on the part of the government  could have drastic consequences, as Moscow closely monitors the treatment of  Russians residing outside its borders. 

With these considerations in mind, Estonia, Latvia, and Lithuania have  been proactive in developing new security strategies. James Corum of the  U.S. Army War College writes “the new NATO nations take security very  seriously…the newer NATO nations and the three Baltic States have been  among the most enthusiastic participants in the U.S.-led coalition in Iraq and  the NATO mission in Afghanistan.”6 The Baltic states are all striving to reach  the requisite two percent of gross domestic product (GDP) defense spending  goal. Estonia, a strong participant in the Afghanistan campaign, surpassed  its two percent goal in 2015. The increase in spending was used to purchase  equipment for the army and enhance cyber defenses.  

In more than two decades of independence, the three Baltic States have  formed a political and security culture that is firmly linked to the West, and  especially to the transatlantic alliance. The security environment in Europe is  constantly evolving, though NATO’s focus has been and will continue to be  Russia. A published military doctrine of the Russian Federation (2010) openly  calls NATO an “enemy.”7 It refers to NATO expansion as a dangerous endeavor  and cites militarization along its border as provocative. Corum notes that the  Baltic States recognize Russia as their greatest existential security threat and  have made serious efforts to support both the Western security system while  contributing to the U.S. global security strategy.8 When the United States  began to focus on the Global War on Terror, NATO struggled to realign itself  with the threats of the 21st Century. However, when Russia invaded Crimea  and began its hybrid warfare campaign in Ukraine in 2014, NATO could  formally re-classify Russia as its greatest existential threat.  

Domestic politics within the Baltic States typically avoid confrontational  language or anything that could provoke Russian aggression. In The NATO  Research Review, Keir Giles writes that consequently “official government  statements and policy papers…do, indeed, specify many of the threats to and concerns about security, but there is also a tendency to avoid commenting  candidly about ongoing security concerns.”9 Government officials reference  security threats without explicitly naming the Russians. As former territories  of the USSR, the Baltic States have a special perspective on Russia that most  NATO countries do not. According to one Latvian senior official, “After that  long experience, we know how the Russians think, and we can read between  the lines.”10 Consequently, the Baltic States played a key role in forming the  NATO strategic concept for 2010, “[mounting] a quiet but effective lobbying  effort to influence [the concept].”11 Russia’s invasion of Georgia in 2008, its  annexation of Crimea in 2014, and increased belligerency in Ukraine and Syria  have prompted NATO to recognize Russia’s ongoing status as a threat and  further reinforced the 2010 NATO strategic concept. As an Atlantic Council  report notes that "[Russian maneuvers] ... include provocative overflights and  the harassment of air, land, and sea traffic of many neighboring countries;  financial manipulation; kidnapping and illegal border crossings; snap military  exercises; and casual threats of using nuclear weapons."12  

However, the West must understand Russia’s political use of military force,  especially Putin’s regular boasts about Russian nuclear capabilities. European  security expert Mark Galeotti argues that “contrary to recent hyperbole, these  actions do not presage a military attack; rather, they are meant to distract, dismay, and divide the West.”13 Moscow understands how to play the long  game, sowing disorder in European political institutions. A conventional war  between Russia and NATO is not a priority for Moscow, but the idea of war is  a useful tool to advance its interests.  

HOW THE BALTICS PERCEIVE RUSSIAN ADVENTURISM 

Since 2010, the Russian Federation has become resurgent in international  affairs. Galeotti claims Russia “has been an economic dynamo and a basket case,  an imperfect democracy and a tightening tyranny, a constructive diplomatic  actor and a serial military aggressor.”14 It has proven itself a necessity in  international endeavors such as the P5+1 Iran Nuclear Deal and the Paris  Climate Agreement. Yet, it continues to exhibit domestic aggression. Despite  its global involvement in multilateral institutions, Russia’s invasion of Georgia  in 2008, annexation of the Crimean Peninsula in 2014, active support of the  Assad Regime in the disastrous Syrian Civil War, and continued propagation  of violence in Eastern Ukraine exemplify its increasing hostility.  

Andrei Tsyngankov reasons in the Journal of Post-Soviet Affairs that Russia’s  President Vladimir Putin “has grown skeptical of relations with the West - the  policy of improving ties with the United States under his designated successor  Medvedev did not amount to recognition of the Kremlin’s objectives.”15 At home, Putin’s ideological cornerstone is Russia’s status as a culturally distinct  power committed to defending its values and principles against those of the  West. Speaking to experience on the National Security Council, Paul D. Miller  contends that Putin’s success is in part because he “has the most favorable  international environment since the end of the Cold War to continue Russian  expansion.”16 Political instability within the European Union, challenges to  international law by countries like China, and the United States’ own tentative  foreign policy have fostered an environment with room for Putin to maneuver. 

Evolving global conditions have impacted Russia’s calculations and  ambitions. A series of financial crises have weakened the European Union; the  United States has fallen victim to uncoordinated foreign policy and challenges  to its international order by China and other actors; war and revolution have  continuously destabilized the Middle East; and consequently, Russia sees an  opportunity in the chaos of global affairs. Gideon Rose of Foreign Affairs claims,  “The only constant [with Russia] has been surprise, as the zigging and zagging  has left outside observers, and even many Russians, scratching their heads.”17  One theory to explain the zealotry of Russia’s resurgence is the centuries-old  resiliency in the belief of its own exceptionalism.  

History and ambition “furnishes Russia’s people and leaders with pride,  but it also fuels resentment toward the West for supposedly underappreciating  Russia’s uniqueness and importance.”18 But as Stephen Kotkin explains, the  West’s presumption of Russia as a backwards and antagonistic place alienates the  Russian psyche that drives institutions to “oscillate between seeking closer ties  with the West and recoiling in fury at perceived slights, with neither tendency  to prevail permanently.”19 Part of this psychological isolationism has to do  with Russia’s geography. Its least-passable natural barriers are the Arctic and  Pacific Oceans, and if history is any indicator, Russia’s large frontiers are prone  to incursion by hostile forces. Therefore, Russia has perpetually felt vulnerable  and has often acted in ways that display a “defensive-aggressiveness.”20 

Russia’s historical ‘defensive-aggressiveness’ can explain some of the  friction seen today and illustrate why the Baltics may be the next target of  Russian adventurism. Following the devastating German invasion in 1941 and  the brutal fighting that ensued, the Soviet Union vowed never to let another  “Operation Barbarossa” happen again. After the fall of Nazi Germany and the  end of WWII, the Soviet Union established a series of satellite states along its  natural border. These buffer states played an important role in the defense of the  Soviet homeland, as Soviet strategists believed that the major battles of the Cold  War would take place in East Germany, Poland, Hungary, Romania, or Bulgaria.  

Following the collapse of the Warsaw Pact and the westward gravitation  of many of its former satellite states toward NATO or the European Union,  Russia views its borders as exposed once again. Barring Belarus, Russia’s only  buffer against a theoretical invasion is its large presence of military forces along its Western flank. From the Baltic Sea to Sevastopol, Russia is building up  capabilities to undercut NATO’s longstanding technological advantage.  Most of this modernization and positioning is happening where Russia  borders conflict zones (Ukraine and the Middle East). Former Commander  of U.S. European Command General Philip Breedlove explains how Russia  is also building up its presence near its border with the Baltic States to match  the West’s capabilities stating, “although Russia’s fighter aircraft do not  currently match the West’s, the country’s advanced air defenses, coastal cruise  missiles, anti-ship capabilities, and air-launched cruise missiles are increasingly  capable.”21 In effect, Russia is attempting to establish anti-access/area-denial  zones across its periphery, including the Baltics and the enclave of Kaliningrad.  Sokolsky sees Russia as a “revisionist, neo-imperialist, and expansionist  power determined to overturn the post-Cold War European security order,  destroy NATO’s cohesion, and restore its sphere of influence throughout the  former Soviet Union.”22 The Kremlin, however, believes that NATO’s decision  to spread East threatens its traditional areas of influence. Furthermore, Moscow  believes that the United States seeks to subvert the Putin Regime by promoting  democracy in and around the country. Sokolsky argues, “Russia’s estimates of  the military balance with NATO are permeated by a deep sense of inferiority  in terms of conventional prompt global strike capabilities, nuclear weapons,  missile defenses, cyber weapons, and even the much-hyped hybrid forms of  warfare – the Russian general staff, like NATO’s military planners, are basing  their plans on worst-case thinking.”23 This clear difference in how Russia and  the West view the positioning of armaments increases the risk of accidental  conflict or escalation. NATO planners understand Russia’s view and actively  weigh this against NATO deterrence deployments near Russia’s border. Kaliningrad, the westernmost region in Russia, is the key to understanding  Russia’s Baltic ambitions. The enclave is separated from Belarus by the Suwalki  Gap—A 60 mile stretch of land between Poland and Lithuania. It is also 435  miles separated from the Russian mainland. It houses the Russian Baltic Fleet,  as well as ground forces and an air force detachment with fighters, bombers,  and helicopters, and an early-warning radar system, in addition to Iskander  missiles.24 Kaliningrad is geographically separated from the Russian mainland  and all civilian and military traffic must pass through Lithuania and Latvia,  which are both NATO and EU countries. Kaliningrad is critical to Russia’s  sphere of influence as Vanessa Gera claims, “in the long term, Russia’s wish  is to bring the Baltic Sea and the passages leading to it increasingly under its  control, and to control it much like it does the Black Sea.”25 Russia’s recent  deployment of advanced S-400 surface-to-air missile systems in Kaliningrad  provides an effective air-defense bubble over all the Baltics. This deployment is  of serious concern for Baltic officials. 

Even more concerning for the Baltic States and NATO is Russia’s deployment of Iskander ballistic missile systems (SS-20 Stone) to Kaliningrad.  Writing on Russia’s missile deployments, Gera explains that the Iskander  system is a mobile missile system with a range of at least 310 miles and is  capable of firing both conventional and nuclear warheads.26 The deployment of  both the S-400 SAM and Iskander systems, combined with Russia’s officially stated “escalate to deescalate” strategy is putting Western military strategists  and policy-makers on edge. The outgoing Estonian president Toomas Hendrik  Ilves commented on the missiles saying, “it seems to me that this is yet another  step in the general context of escalation that we see, at least in rhetoric.”27 

To avoid escalation, the following sections will argue that deterrence through  strength and resolve is the only realistic way to achieve that goal. 

NATO’S RESPONSE TO RUSSIAN AGGRESSION 

The annexation of Crimea was a crucial strategic turning point for NATO. The  fall of the Soviet Union, ethnic unrest in the Balkans, and the wars in Iraq and  Afghanistan put NATO in limbo. The relevance of the mission had diminished  until Putin reasserted Russia as a Eurasian power. At the height of the Cold  War, the Warsaw Pact was outmanned and outgunned by the Alliance, but  today Russia is seen by many “as a superior military force”, that is capable of  overrunning NATO defenders along its vulnerable Eastern flank.28 NATO  and Russia are at a crucial point where a serious change in their relationship  needs to occur. Richard Sokolsky comments, “the dynamics between NATO  and Russia are a recipe for increased tensions, unintended consequences, and  a growing risk of accidental conflict arising from the escalation of a military  incident – moreover, military steps taken to bolster deterrence and defense  could make the task of de-escalating a crisis more difficult.”29  

So far, NATO has taken steps to mitigate the risk of military confrontation  while still responding to Russian aggression in Ukraine, Syria, and elsewhere.  For example, NATO and the European Union have placed economic sanctions  on Russia in an attempt to put increasing pressure on Russia’s energy and  financial sectors. In regard to what NATO can do to further coerce Russia,  Sokolsky argues that “Moscow seems to have a penchant for heavy-handed  geopolitical games, [and] perhaps the best tactic is to concentrate on its  vulnerabilities.”30 The sanctions have targeted Russia’s dependency on  Western capital and financial systems, though Moscow appears to be willing  to let ordinary Russians pay the price. This course of action is ultimately self defeating for the West. Finally, Galeotti argues, “the tougher the line, the more  the West plays into Putin’s own nationalist narrative: that Russia is a beleaguered  fortress in a hostile world, and that compromise with the West is to undermine  the country’s sovereignty and betray its history and destiny.”31  

In terms of active measures to prepare for a possible conflict, the Baltic States have undergone a transformation in military modernization. First, they procured  new weapons and equipment to augment their Soviet-era militaries. The United  States and other NATO allies have provided training and support to modernize  the Baltic’s battlefield tactics and operations. In addition, the Baltics have hosted  high profile NATO exercises for decades, including BALTOPS 16.32 Director  of Transatlantic Security at the Atlantic Council Magnus Nordenman reported  this exercise gathered “some 6,000 personnel, 45 warships, and 60 aircraft from  17 nations, including the United States, Germany, the U.K., and the Netherlands,  along with the littoral states of the Baltic Sea who are NATO members.”33 In the  wargame played by RAND, however, modernization and training alone mattered  little in the face of heavy mechanized Russian divisions racing to the sea. 

Modernization was kickstarted by the 2007 cyber-attack on Estonia. This  cyber-attack highlights Baltic security vulnerabilities in several critical areas.  There is a subtle distinction between cyber-crime and cyber-war, but both expose  the vulnerabilities of a sovereign nation. Estonia suffered a cyber-attack on its  political and economic infrastructure, an attack that had the potential to be  crippling to the nation’s ability to govern and maintain stability. The event sparked  an aggressive campaign in the Baltics and throughout Europe to increase cyber  defense and conventional capabilities. Furthermore, the 2007 event exposed the  fragility of ethnic tensions in the region.  

Because Estonia, like most Western states, relies on digital networks and  internet for critical infrastructure, vulnerabilities can be exploited with devastating  effect. European Commission and NATO technical experts could not directly  attribute blame to Moscow, though there is every reason to believe they are  responsible. Regardless, the attack proved that Baltic security must be prepared  to face Russian dangers from both inside and outside their borders. Following the  2007 attack, Estonia attempted to invoke Article 5 of the NATO Charter to defend  against Russia, a serious move that implied Estonian perception of an attack. 

Shlapak and Johnson’s work at RAND offers recommendations based on  military deterrence. RAND concluded that “having a force of about seven brigades,  including three heavy armored brigades – adequately supported by airpower, land based fires, and other enablers on the ground and ready to fight at the onset of  hostilities – might prevent [NATO’s rapid defeat].”34 It is important to note that  this posture would not be sufficient for a sustained defense of the Baltics, but it  would be enough to alter Moscow’s strategic calculus. Since the annexation of  Crimea, NATO has increased its presence in Eastern Europe and the Baltics have  been the focus of major changes.  

In early 2017, new NATO deterrent forces arrived in the Baltic States and  Poland. Of these forces, the main U.S. component is comprised of about 1,000  soldiers from the 2nd Cavalry Regiment based in Vilseck, Germany.35 In 2016  the Wall Street Journal reported that “Germany sent forces to Lithuania, Canada  will send troops to Latvia and by late 2017, the British will have a battle group in Estonia.”36 To increase the effectiveness of forces fighting on Europe’s eastern  frontier, “the governments of the Baltic States and Poland have reached all the  necessary political, financial, and technical agreements to implement one of  the most ambitious projects inside the European Union –the unified Trans European Transport Network,” according to a 2016 Jamestown Foundation  report.37 Improved logistical networks, including a unified rail system known  as “Rail Baltica” will be able to move soldiers and equipment rapidly to potential  front lines. The military importance of railways is clearly demonstrated: “a typical  train can move up to 120 armored units – tanks, armored vehicles or other  machines – in a single trip,” according to the Jamestown Foundation report.38  Rail and road travel is increasingly important in the Baltic region, as airspace will  likely be contested in the event of a conflict with Russia.  

The Baltics have likewise increased their overall defense spending. An IHS  Market report found “Latvia, Lithuania, and Estonia increased spending on  new defense equipment from $210 million in 2014 to $390 million in 2016  – together by 2018, those three countries are expected to spend around $670  million a year on new equipment.”39 Baltic defense budgets are expected to  reach a peak of over $2 billion by 2019 per IHS Jane’s Annual Defense Budgets  Report 2016. In tandem, the Baltics are seeking to reduce their dependency on  Russian energy. In the face of the Ukraine Crisis, European countries saw a  reduction in energy flowing from Russia as a retaliatory response to sanctions.  As the Baltic Sea region remains connected to the old Soviet-era electricity system, the Baltic States are accelerating electricity integration projects with  the European Union to reduce their energy dependency.  

In effect, NATO and the Baltic States are working towards rebuilding a  robust military deterrent able to alter Moscow’s strategic calculations. Increased  allied presence, prepositioning, and the rotation of troops since the invasion  of Ukraine have reenergized NATO’s defense efforts along Europe’s Eastern  Frontier. In addition, major financial and resource investments in transportation  and energy infrastructure projects have bolstered NATO’s readiness capabilities.  These investments will allow for a rapid and sustained deployment of forces. The  integration and build-up of rail systems allows for movement in areas where  airspace will likely be contested or controlled by hostile anti-access/area-denial  operations. Despite these plans, the Baltics remain at a strategic disadvantage and  vulnerable to a Russian attack.  

METSJEESUSEID! (WOLVERINES!)  

OR WHAT HAPPENS IF RUSSIA INVADES? 

The RAND report estimates that in an invasion scenario, Russian forces would  reach the Estonian capital of Tallinn or the Latvian capital of Riga within 36  to 60 hours with “U.S. and Baltic troops – and American airpower – proving unable to halt the advance of mechanized Russian units and suffering heavy  casualties.”40 In such a scenario, NATO’s current disadvantages would limit its  options for a response, as Chief National Security Correspondent with Foreign  Policy Dan De Luce states "The United States and its NATO allies could try  to mount a bloody counter-attack that could trigger a dramatic escalation by  Russia, as Moscow would possibly see the allied action as a direct strategic  threat to its homeland. A second option would be to take a page out of the  old Cold War playbook, and threaten massive retaliation, including the use  of nuclear weapons. A third option would be to concede at least a temporary  defeat, rendering NATO toothless, and embark on a new Cold War with Moscow."41  

A conflict in the Baltics would likely begin similar to the Ukrainian  invasion as a hybrid war in which local militants seek to gain control of their  regions with covert help from Moscow. During the Cold War, NATO was  prepared for an overt attack by Russia, but today it faces more ambiguous  threats in its most fragile regions. More alarming still is the fact that NATO has yet to figure out how to rapidly and successfully address a hybrid conflict.  NATO is concerned that a conventional military response to a hybrid warfare  crisis would make the alliance be seen as the aggressor.42 So far, NATO has  done little more than deploy quick reaction forces to the Baltic region. These  moves, however, are being criticized by Russian officials as a ploy to build up  forces along the Russian border. This further exacerbates the tensions and  increases the risk of accidental war. 

NATO must find a balance between posturing and signaling. It must  station its forces to be able to militarily defend against an attack, yet concurrently  persuade Russia that its intent is purely defensive in nature. Too many forces in  the Baltics could lead to escalation, but the rotation of quick reaction forces  throughout the region signals a commitment to defense. Posturing is even more  sensitive and can have a profound effect on deterrence. NATO’s most powerful  deterrent is likely to be the use of its new rapid reaction force [since 2006] – the  force isn’t intended to engage in combat, but it would show the alliance’s support  for a threatened member and hopefully persuade Moscow to lower the pressure. 

Estonia is taking a proactive approach to face the Russian threat, though  its efficacy is yet to be seen. Michael Totten writes in World Affairs Journal,  “As the northernmost Baltic country stands no chance in a conventional fight  with the Russians, the Estonian Defense League is preparing more than  25,000 volunteers, including women and children, to fight a deadly insurgency  against a Russian invasion.”43 The Defense League is “training them to make  IEDs and strike Russian convoys in hit-and-run attacks, and the government  is encouraging everyone to keep guns and ammunition in their houses and  hidden in backyards and forests.”44 However, since Estonia is in good standing with NATO, their preparations should never be called upon in this worst-case  scenario. The Estonian Defense League and NATO work together on a range  of issues. Most recently, the two organizations have cooperated on localized  cyber-defense initiatives in Estonia. 

CONCLUSIONS 

NATO is no longer as strong or resilient militarily or institutionally as it  should be. The alliance has been weakened because of non-traditional conflicts,  disengagement due to a lack of existential threat, and years of financial  crisis and austerity in Europe and in the United States. On the other hand, Vladimir Putin has led a resurgent Russia in sometimes shocking outbursts  of adventurism. Following Ukraine, and more recently Syria, the Baltics are speculated to be the next target of Russian aggression. This aggression may take  the form of overt military invasion or a more covert form of hybrid warfare.  

At present, the Baltics are not able to defend themselves even with the  help of NATO, which they are likely to receive in full force. The RAND  report, though not absolute, sheds light on a very real scenario for the Baltics.  Prepositioned Russian forces along the border and in Kaliningrad are capable of shutting down Baltic air and sea space during the onset of a high-intensity  conflict. Experts claim it would take a matter of days to close the gap between  Russia and the Baltic Sea, conquering Estonia, Latvia, and Lithuania in the  process. Fortunately, none of these events have happened yet, which means  NATO can still work to prevent this scenario from ever happening.  

The RAND report explains, “The first step to restoring a more-robust  deterrent is probably to stop chipping away at the one that exists."45 NATO is  deploying rapid reaction forces in each Baltic state, and it is not just the United  States that is helping. Germany, Great Britain, and Poland are among the chief  contributors. Deterrence should start, though with a clear signal to Russia and  other potential adversaries that the United States and Europe have returned  their focus to the European neighborhood. Increased rotation of heavy units  through the Baltics, as well as improved development of infrastructure, create a  favorable environment for ground forces that cannot rely on air or sealift.  

Russia and the West are currently incapable of reconciling their political  and historical differences. The aim of every party involved in the Baltic Region  should be the continuation of peace and prosperity on the European continent.  Yet, the Baltic region remains a flashpoint between NATO and Russia. Since  Russia is intent on positioning military forces in the Baltic region, NATO must  respond in kind. NATO is not deliberately antagonizing Moscow with the  deployment of additional forces to the Baltic Region. But is must continue to  read how the Kremlin responds an increased tempo of training and rotations of combat forces. 

The Baltic region is in the sights of leaders from Washington, Brussels, and  Moscow. Aside from Russian posturing with deployments and exercises, there  is no indication of an imminent crisis in the region. Russia’s shift in attention to  Syria should not be taken as a free-ride by NATO. In addition to strengthening  the alliance’s resolve, this “down time” should be used to carefully navigate the  geopolitical landscape and bolster defenses while moderating escalation with  an overly sensitive Russian regime. NATO is on the right track with many  members agreeing to increase their spending to meet the 2 percent of GDP  required by the treaty. In addition to this, enhanced NATO deployments to the  Baltic Region is being fully supported with funding and material. If the Baltic  States are the next front line against Russian aggression, NATO must maintain  their commitment and sustain its presence in the region to deter and defeat any  possible contingency. 

ENDNOTES 

1 David A. Shlapak and Michael W. Johnson, “Reinforcing Deterrence on NATO’s Eastern Flank:  Wargaming the Defense of the Baltics,” RAND Corporation, RR-1253-A, 2016. 

2 Per Carlsen, “Political State of the Region Report 2016: Facing a New Reality in the Baltic Sea  Region,” Baltic Development Forum, (2016), 7. 

3 Tobias Etzold and Christian Opitz, “The Baltic Sea Region: Challenges and Game Changers,” Baltic  Development Forum, (2015), 1. 

4 “On Key Provisional Results of Population and Housing Census 2011,” Retrieved from the Latvian  Ministry of Economics, 18 January 2011, <http://www.csb.gov.lv/en/notikumi/key-provisional results-population-and-housing-census-2011-33306.html>  

5 Stephen Herzog, “Revisiting the Estonian Cyber Attacks: Digital Threats and Multinational  Responses,” Journal of Strategic Security, 4: 49-60, (Summer 2011), 51. 

6 James S. Corum, The Security Concerns of the Baltic States as NATO Allies, (Carlisle, PA: U.S. Army War  College Press, 2013), v. 

7 Keir Giles, “The Military Doctrine of the Russian Federation,” NATO Research Review, NATO  Defense College, (February 2010). 

8 Corum, 6. 

9 Ibid., 8. 

10 Ibid., 8. 

11 Ibid., 17. 

12 Franklin D. Kramer, Hans Binnendijk, and Daniel S. Hamilton, “NATO’s New Strategy: Stability  Generation.” The Atlantic Council, (2015), 4. 

13 Mark Galeotti, “Time for a New Strategy in Russia: The Current Sanctions Regime Has Failed- Here’s What to Do Next,” Foreign Affairs, 4 August 2015, <https://www.foreignaffairs.com/articles/ russiafsu/20150804/timenewstrategyrussia> (Accessed 11/18/2016), 1. 

14 Gideon Rose, “Putin’s Russia: What’s Inside,” Foreign Affairs, 18 November 2016, https://www. foreignaffairs.com/articles/russianfederation/20160420/putinsrussia , 1. 

15 Andrei Tsyngankov, “Vladimir Putin’s Last Stand: The Sources of Russia’s Ukraine  Policy,” Post-Soviet Affairs, 31, no. 4, 279-303, (2015), 190. 

16 Paul D. Miller, “How World War III Could Begin in Latvia.” Foreign Policy, 18 Nov 2016, http:// foreignpolicy.com/2016/11/16/how-world-war-iii-could-begin-in-latvia/, 2. 

17 Rose, 1. 

18 Stephen Kotkin, “Russia’s Perpetual Geopolitics: Putin Returns to the Historical Pattern,” Foreign  Affairs, vol. 95: 2-9, (May/June), 4. 

19 Ibid. 

20 Ibid. 

21 Philip M. Breedlove, “NATO’s Next Act: How to Handle Russia and Other Threats,” Foreign Affairs, 13 June 2016, https://www.foreignaffairs.com/articles/europe/20160613/Natos-next-act 

22 Richard Sokolsky, “Not Quiet on NATO’s Eastern Front: How the Alliance Can De-escalate  with Russia,” Foreign Affairs, 29 June 2016, <https://www.foreignaffairs.com/articles/russian federation/2016-06-29/not-quiet-natos-eastern-front> 

23 Ibid., 1. 

24 Ibid., 2. 

25 Ibid. 

26 Ibid.,  

27 Ibid., 1. 

28 Ibid.. 

29 Ibid., 2. 

30 Galeotti, 2. 

31 Ibid., 2. 

32 Tyrone C. Marshall, “Multinational Baltic Defense Exercise Showcases Interoperability,” U.S.  Department of Defense Information, Washington D.C. Federal Information & News Dispatch, Inc,  (2015).  

33 Magnus Nordenman, “Analysis: Larger NATO Baltic Exercise Sends Important Message to Russia,”  U.S. Naval Intelligence News, 1 June 2016, https://news.usni.org/2016/06/01/highend_baltic_ex_ message_to_russia 

34 Shlapak, et al., 1. 

35 Julian E. Barnes, “NATO Works to Adapt to More Ambiguous Warfare Techniques,”  The Wall Street Journal, 11 December 2016, http://www.wsj.com/articles/natoworkstoadapttomoreambiguouswarfaretechniques14549284

36 Ibid., 2. 

37 Olevs Nikers, “Baltics to Build Stronger Logistics within the EU and NATO,” Eurasia Daily Monitor,  The Jamestown Foundation, (2016), 1. 

38 Nikers, 3. 

39 IHS Markit, “Baltic Defense Budgets Surge as Russia’s Neighbors Respond to Perceived Threat,”  HIS Online Newsroom, <http://news.ihsmarkit.com/press-release/aerospace-defense-security/baltic defence-budgets-surge-russiasneighbours-respond-per> (1 December 2016), 1. 

40 Shlapak, et. al., 6. 

41 Dan De Luce, “If Russia Started a War in the Baltics, NATO Would Lose – Quickly,” Foreign Policy,  3 February 2016, http://foreignpolicy.com/2016/02/03/if-russia-started-a-war-in-the-baltics-nato would-lose-quickly 

42 Barnes, 2. 

43 Totten, Michael J. 2016. “Estonia Prepares for an Anti-Russian Insurgency,” World Affairs Journal,  https://www.worldaffairsjournal.org/619/feed. Accessed 11/18/2016 

44 Ibid. 

45 Shlapak, et al., 11.

Michael Montemalo, Former Contributing Writer

Michael Montemalo is a master’s candidate at the Elliott School of International Affairs. He is in the Security Policy Studies program, specializing in defense analysis, strategic concepts, and military history. Michael focuses regionally in East and Southeast Asia, with an eye on China. He writes on maritime security issues, military technology, and geopolitics. He is from Rochester, New York.

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